Resources

White Papers

ERISA 3(21) & 3(38) Investment Advisors/Managers

In this white paper, we take an in-depth look at both 3(21) and 3(38) investment advisors and how to choose which one best suits your company's needs.

White Papers

Understanding Retirement Plan Fees

Our goal for this guide is to provide a thorough overview of the categories of retirement plan fees and the specific services typically related to each expense for plan fiduciaries.

White Papers

Out With the DOL Rule and In With the SEC Rule: An Update on What Standards Govern Financial Professionals

This Guide seeks to review the current state of the retirement plan industry as it relates to standards of conduct that govern financial professionals.